010. Repealed, effective January 1, 1961. [Repealed]

015. Repealed, effective January 1, 1961. [Repealed]

020. Repealed, effective January 1, 1961. [Repealed]

030. Repealed, effective January 1, 1961. [Repealed]

040. Repealed, effective January 1, 1961. [Repealed]

050. Repealed, effective January 1, 1961. [Repealed]

060. Repealed, effective January 1, 1961. [Repealed]

070. Repealed, effective January 1, 1961. [Repealed]

080. Repealed, effective January 1, 1961. [Repealed]

090. Repealed, effective January 1, 1961. [Repealed]

100. Repealed, effective January 1, 1961. [Repealed]

110. Repealed, effective January 1, 1961. [Repealed]

120. Repealed, effective January 1, 1961. [Repealed]

130. Repealed, effective January 1, 1961. [Repealed]

140. Repealed, effective January 1, 1961. [Repealed]

150. Repealed, effective January 1, 1961. [Repealed]

160. Repealed, effective January 1, 1961. [Repealed]

170. Repealed, effective January 1, 1961. [Repealed]

180. Repealed, effective January 1, 1961. [Repealed]

190. Repealed, effective January 1, 1961. [Repealed]

200. Repealed, effective January 1, 1961. [Repealed]

210. Repealed, effective January 1, 1961. [Repealed]

220. Repealed, effective January 1, 1961. [Repealed]

230. Repealed, effective January 1, 1961. [Repealed]

240. Repealed, effective January 1, 1961. [Repealed]

250. Repealed, effective January 1, 1961. [Repealed]

260. Repealed, effective January 1, 1961. [Repealed]

270. Repealed, effective January 1, 1961. [Repealed]

280. Repealed, effective January 1, 1961. [Repealed]

290. Repealed, effective January 1, 1961. [Repealed]

310. Definitions for chapter.

313. Applicability of specified provisions to sales transactions.

320. Fraudulent and other prohibited practices.

322. Securities fraud prosecution and prevention fund.

325. Filing of prospectus, pamphlet, or other advertising communication by order of commissioner.

327. Filing of documents with respect to covered securities -- Fees.

330. Registration of broker-dealers, agents, investment advisers, and investment adviser representatives.

331. Application for registration -- Contents -- Conditions -- Requirements.

332. Notice filing by covered adviser -- Contents -- Exemptions -- Renewal.

333. Successor broker-dealers and investment advisers -- New application for or amendment to registration or notice filing -- Name change by registrant.

334. Notice of termination of employment or association -- Termination of registration or application by commissioner -- Temporary registration -- Withdrawal of registration or notice filing.

335. Fees for initial or renewal registration or notice filing.

336. Recordkeeping and reporting requirements -- Examination by commissioner -- Administrative regulations -- Central depository system for documents.

337. Grounds for denial, suspension, limitation, or revocation of registration and for disciplinary action -- Summary order -- Emergency hearing -- Order in accordance with KRS Chapter 13B.

340. Registration of securities.

350. Registration by notification.

360. Registration by coordination.

370. Registration by qualification.

380. General provisions regarding registration of securities.

390. Denial, suspension, and revocation of registration.

400. Exempt securities.

410. Exempt transactions -- Summary order denying or revoking exemption -- Appeal.

415. Claim of exemption -- Effect of failure to file.

420. Burden of proving exemption.

430. Consent to service of process.

440. Misleading filings.

450. Unlawful representations concerning registration or exemption.

460. Investigations and subpoenas.

470. Remedies.

480. Civil liabilities.

490. Judicial review of orders.

500. Administration of chapter.

510. Repealed, 1982. [Repealed]

520. Repealed, 1982. [Repealed]

530. Purpose of chapter.

540. Effect of registrations under prior law.

545. Interest charges by broker or dealer.

550. Citation of chapter.

560. Repealed, 1986. [Repealed]

570. Repealed, 1986. [Repealed]

580. Repealed, 1986. [Repealed]

590. Repealed, 1986. [Repealed]

600. Repealed, 1986. [Repealed]

610. Repealed, 1986. [Repealed]

620. Repealed, 1986. [Repealed]

630. Repealed, 1986. [Repealed]

Uniform TOD Security Registration Act

6501. Definitions for KRS 292.6501 to 292.6512.

6502. Registration in beneficiary form -- Sole or joint tenancy ownership.

6503. Registration in beneficiary form -- Applicable law.

6504. Origination of registration in beneficiary form.

6505. Form of registration in beneficiary form.

6506. Effect of registration in beneficiary form.

6507. Ownership on death of owner.

6508. Protection of registering entity.

6509. Nontestamentary transfer on death.

6510. Terms, conditions, and forms for registration.

6511. Short title of KRS 292.6501 to 292.6512 -- Construction of KRS 292.6501 to 292.6512.

6512. Application of KRS 292.6501 to 292.6512.

990. Repealed, 1960. [Repealed]

Penalties

991. Penalties.